News Release

Central targets may hinder wider waste management objectives

Peer-Reviewed Publication

Economic & Social Research Council

Government priorities can drive local waste partnerships towards the achievement of central targets and efficiency savings rather than wider sustainable waste management objectives, a study funded by the Economic and Social Research Council shows.

Reducing levels of waste and disposing of it in environmentally acceptable ways are significant issues facing policymakers. And, as in other areas of public service delivery, partnership working is a now a key component in waste management with partnerships between local authorities and between the public, private and community waste sectors involved in efforts to develop more sustainable systems.

The research, conducted by a team led by Jim Frederickson at The Open University, examined the different types of partnership operating in the waste management sector. It shows how regulatory and economic pressures imposed by central government can lead to local waste partnerships prioritising short-term targets.

The major challenge in contemporary waste management, the research suggests, is to address demand patterns by reducing levels of waste throughout the supply chain and managing the waste that is produced more sustainably. European Union legislation is imposing progressively tighter restrictions on the amount of municipal waste that can dumped in landfill sites, and authorities face individual recycling and composing targets. As a result of the Government’s 2004 Gershon efficiency review, local authorities are also expected to produce about £300 million of efficiency savings on waste services by 2007-08.

Although most waste partnerships seek to reduce disposal of waste in landfill sites by increasing recycling and composting there is far more limited promotion of sustainable practices such as waste reduction and reuse of discarded items – areas where there are not yet statutory targets.

Commenting on the research Frederickson said: “Performance targets can lead to perverse outcomes. The introduction of free garden waste collections is an example of what can be, a relatively easy gain in meeting targets to improve recycling rates even though this can increase the overall amount of waste collected. By contrast, community sector representatives can have difficulties in engaging local authorities support for projects to reuse furniture because re-use activities did not contribute to recycling targets.”

Large-scale centralised facilities – such as those developed under the Private Finance Initiative (PFI) – may appear to be a desirable way of meeting statutory obligations but, comments the research, this approach raises concerns for the long-term. There is a risk, say the researchers, that large-scale contracts can “lock authorities into particular technologies and processes and in doing so stifle innovation.”

The researchers found evidence of relationships between local authorities and their service providers changing from a contract culture to a partnership one. They also found innovative, flexible and locally-based collection methods emerging through partnerships between local authorities and community sector organisations.

When successful, partnership working can facilitate learning and understanding of different partners’ perspectives. Fredrickson, comments, "This has enabled local authorities to improve recycling and composting in ways which it would have been difficult to achieve in isolation".

The research findings suggest, however, that “partnership working is rarely straightforward and can be fraught with difficulties and tensions.” Emotional commitment, shared vision, agreed objectives, development and maintenance of trust, transparency, respect and communication were all necessary for partnerships to succeed.

Tensions arose from the objectives of partnerships competing with those of individual partners. The research doubts whether partnerships formed primarily to access central government funding, and without having developed a shared history and sense of trust, would be successful at joint working.

One of the most common factors limiting the scope of partnerships was lack of executive powers. Decision-making processes could be cumbersome and lead to duplication, with no repercussions for partners who failed to deliver. Some partnerships were seeking to address this by evolving into statutory single waste authorities, although the options for doing so are constrained under current legislation. However since the research was carried out there are proposed changes to the current legislation that will make it easier for partnerships to become single waste authorities.

Partnerships are not necessarily aligned with local governance structures and, warn the researchers, can therefore lead to more centralised solutions and work against local governance. Efficiencies associated with streamlining and centralising decision-making needed to be balanced against potential loss of sovereignty and local accountability.

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FOR FURTHER INFORMATION CONTACT:
Mr Jim Frederickson Tel: 01908 653387, email: j.frederickson@open.ac.uk
Dr Rachel Slater Tel: 01908 658537, email: r.slater@open.ac.uk

ESRC Press Office:
Alexandra Saxon Tel: 01793 413032, email: alexandra.saxon@esrc.ac.uk
Danielle Moore Tel: 01793 413122, email: danielle.moore@esrc.ac.uk

NOTES FOR EDITORS:

1. The research project 'Delivering Sustainable Technologies for Waste: Improving Uptake Through Partnership' was carried out by Dr Rachel Slater and directed by Jim Frederickson, Professor David Wield and Professor Stephen Potter of the Open University and included a review of EU and UK regulation and policy for waste management and other public services, interviews and case studies. It formed part of the ESRC’s Sustainable Technologies Programme.

2. Methodology: The team conducted 50 detailed interviews with people involved in waste management and partnerships between public, private, community and voluntary sectors. They developed a way of characterising real partnerships and created a number of models of partnership working. Then they chose six case studies, each representing a different model and examined them in depth.

3. The Economic and Social Research Council (ESRC) is the UK's largest funding agency for research and postgraduate training relating to social and economic issues. It supports independent, high quality research relevant to business, the public sector and voluntary organisations. The ESRC’s planned total expenditure in 2007-08 is £181 million. At any one time the ESRC supports over 4,000 researchers and postgraduate students in academic institutions and research policy institutes. More at http://www.esrcsocietytoday.ac.uk

4. ESRC Society Today offers free access to a broad range of social science research and presents it in a way that makes it easy to navigate and saves users valuable time. As well as bringing together all ESRC-funded research and key online resources such as the Social Science Information Gateway and the UK Data Archive, non-ESRC resources are included, for example the Office for National Statistics. The portal provides access to early findings and research summaries, as well as full texts and original datasets through integrated search facilities. More at http://www.esrcsocietytoday.ac.uk

5. The ESRC confirms the quality of its funded research by evaluating research projects through a process of peer review. This research has been graded as 'good'.


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