News Release

Mount Sinai researchers develop novel, automated measure of sleep studies to determine severity of obstructive sleep apnea

Peer-Reviewed Publication

The Mount Sinai Hospital / Mount Sinai School of Medicine

Mount Sinai researchers have developed a novel, automated measure of analyzing sleep studies to determine the severity and risk of mortality in patients with obstructive sleep apnea, a chronic sleep disorder that affects about 30 million people in the United States. The study findings, which provide a validated tool to better manage sleep apnea and promote preventive care, were published in the American Journal of Respiratory and Critical Care Medicine on September 12.

The Mount Sinai Sleep and Circadian Analysis (SCAN) Group developed an automated breath-by-breath measure called ventilatory burden that assesses the proportion of small breaths during a routine sleep study. This novel measure is not dependent on the consequences of hypoxemia, or a low level of oxygen in the blood, and the awakenings seen in obstructive sleep apnea patients. The researchers define the normal range for ventilatory burden, assess its variability night to night, and show its relationship to obstruction in the upper airway. They also predict short- and long-term consequences based on a routine sleep study—including potentially deadly conditions such as coronary heart disease.

“The current clinical way of determining the severity of one’s sleep apnea is based on crude methods that do not predict risk of cardiovascular diseases or even mortality,” said corresponding author Ankit Parekh, PhD, Assistant Professor of Medicine (Pulmonary, Critical Care and Sleep Medicine) at the Icahn School of Medicine at Mount Sinai. “We have developed a way to analyze routine sleep studies to predict risk of cardiovascular diseases and even mortality. Clinicians who rely on arbitrary rules and thresholds for assessing severity of sleep apnea will now have a better validated tool to better manage sleep apnea and patients can receive the best care earlier.”

The primary diagnosis tool for obstructive sleep apnea is the Apnea-Hypopnea Index (AHI), which tells the average number of times per hour that breathing either partially or fully stops during sleep. However, this widely used standard only captures the rate of respiratory events and does not predict potential subsequent risks. Furthermore, calculation of AHI is influenced by various variables including scoring rules and other highly subjective baselines for breathing and oxygen saturation, rather than airway obstruction alone. AHI is also highly variable from one night to another. Thus, AHI is limited in describing the short- and long-term consequences of ongoing respiratory events overnight.

The researchers used data from two community cohorts evaluating disease conditions and patterns, as well as two retrospective sleep clinic cohorts, to derive the normative range of ventilatory burden from analysis of more than 34 million breaths from over 5,000 participants. The team then assessed the relationship between the degree of upper-airway obstruction and ventilatory burden, and the relationship between ventilatory burden and mortality risks, including cardiovascular disease, that were derived using an automated algorithm. They also assessed the relationship between ventilatory burden and hypertension and sleepiness.

They found that the automated measure of ventilatory burden was able to effectively assess the severity of obstructive sleep apnea, remain stable from one night to another, and predict mortality associated with cardiovascular diseases in patients, making it a viable alternative to AHI. The researchers said this study is the first time an alternative to AHI has been developed and investigated systematically, from establishing normal and abnormal cutoffs to assessing variability from one night to another and predicting risk of mortality.

The Mount Sinai team will next study an artificial intelligence algorithm built on top of the ventilatory burden to replace AHI and identify which patients will benefit from continuous positive airway pressure (CPAP) treatment, the first-line therapy in sleep apnea, preferably with a more racially and ethnically diverse patient dataset.

Data from the Brain Aging and Sleep Center at NYU Langone Health and the Federal University of São Paulo in São Paulo, Brazil, contributed to the research. The study was supported by funding and grants from the National Institute of Health’s National Heart, Lung, and Blood Institute (NIH K25HL151912, NIH R21HL165320), American Academy of Sleep Medicine Foundation (BS-233-20), and the Foundation for Research in Sleep Disorders.

About the Mount Sinai Health System

Mount Sinai Health System is one of the largest academic medical systems in the New York metro area, with more than 43,000 employees working across eight hospitals, more than 400 outpatient practices, more than 300 labs, a school of nursing, and a leading school of medicine and graduate education. Mount Sinai advances health for all people, everywhere, by taking on the most complex health care challenges of our time—discovering and applying new scientific learning and knowledge; developing safer, more effective treatments; educating the next generation of medical leaders and innovators; and supporting local communities by delivering high-quality care to all who need it.

Through the integration of its hospitals, labs, and schools, Mount Sinai offers comprehensive health care solutions from birth through geriatrics, leveraging innovative approaches such as artificial intelligence and informatics while keeping patients’ medical and emotional needs at the center of all treatment. The Health System includes approximately 7,400 primary and specialty care physicians; 13 joint-venture outpatient surgery centers throughout the five boroughs of New York City, Westchester, Long Island, and Florida; and more than 30 affiliated community health centers. Hospitals within the System are consistently ranked by Newsweek's® “The World's Best Smart Hospitals” and by U.S. News & World Report's® “Best Hospitals” and “Best Children’s Hospitals.” The Mount Sinai Hospital is on the U.S. News & World Report's® “Best Hospitals” Honor Roll for 2023-2024.

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